Regulatory Quarterly: Connecting Rules to Roles

Justin Muscolino

Justin Muscolino

Justin brings over 20 years of wide-arranging experience in compliance, training, and regulations. He has previously worked in the Head of Compliance Training function for Macquarie Group, UBS, JPMorgan Chase, Bank of China, and GRC Solutions. Justin also runs his own Compliance Training company focusing on US & International...
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60 Mins
Justin Muscolino

Navigating Complexity: Staying Informed on Financial Regulatory Shifts

Navigating the dynamic landscape of regulatory changes within the financial industry can be a formidable task. Staying informed about shifts that impact our financial institutions and our specific roles is crucial in this ever-changing environment. The highly regulated nature of our industry necessitates a comprehensive understanding of forthcoming developments from multiple regulators.

In the current scenario, regulators are intensifying their focus on ensuring that financial institutions operate with the consumer's best interests in mind. Consequently, it is imperative for financial institutions to enhance their oversight efforts. Non-compliance poses a heightened risk, potentially exposing financial institutions to increased vulnerabilities as they strive to safeguard their consumers. This session by industry expert, Justin Muscolino is tailored for individuals working in compliance and those collaborating closely with compliance teams.

Webinar Objectives

This training session will delve into various strategies for staying abreast of regulatory changes. Among these strategies, the session will be a focal point. It will concentrate on recent updates from regulatory bodies such as the CFPB, OCC, NCUA, Nacha, and others that have been introduced since the last quarter. Additionally, the session will provide insights into upcoming regulations, equipping participants with the knowledge to anticipate and prepare for future releases.

Webinar Agenda

  • Overview of current regulatory conditions
  • Regulatory review of the previous quarter
  • Upcoming regulations occurring in the next 3 months.
  • Examination perspective and update

Who Should Attend

Anyone in the following functions

  • Compliance
  • Legal
  • Technology
To access this webinar, kindly reach out to our customer support team at


IRS CPE Credits: 1 Tax hour

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